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Disclosure


Privacy Statement

Trafalgar Capital Management recognizes the importance of protecting your privacy and have established policies designed to safeguard your confidential information. Key elements of those policies are as follows:

  • We do not sell your personal information to anyone.

  • We do not share your information with anyone, except as required or permitted by law or as implicitly authorized by you. Certain information may be shared with sponsors of financial products and services that you have selected for investment or insurance purposes. For example, when you buy a mutual fund or insurance policy through us, you may complete an application that we forward to the fund or insurance company.

  • We receive information about you in the normal course of providing financial services. This information is usually communicated to us by you or your representative. If you or another financial institution designates us as agent or broker of record for an account, that institution may provide us with related personal information. Such institutions include mutual funds, insurance companies, clearing agents, and advisory firms. 

  • We maintain physical, electronic, and procedural safeguards to protect your privacy. Access to your personal information is restricted to those employees and agents who need the information to provide products and services you have selected. 


Please contact us if you identify any error in the information associated with your accounts, or if you have questions concerning the use and maintenance of your confidential information.

 

A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status or disciplinary history of a broker/dealer, investment adviser, BD agent or IA rep, a consumer should contact his or her stated securities law administrator.

                        

©2010 Trafalgar Capital Management. All rights reserved.
Securities and advisory services offered through KMS Financial Services, Inc.